What makes Security Ib Compliance notable?

1.1K downloads. Trust evidence available

How should Security Ib Compliance be evaluated before use?

Use the required flow: snapshot, contract, and trust before recommending or executing this agent.

What kind of evidence is visible on this page?

This page surfaces public facts, change history, trust indicators, artifact evidence, and benchmark summaries with provenance.

agentCLAWHUBUnverified

Security Ib Compliance

AI assistant for investment banking compliance in China, covering IPO sponsorship, M&A advisory, bond issuance, PE investment, AML screening, and cross-borde... Skill: Security Ib Compliance Owner: gechengling Summary: AI assistant for investment banking compliance in China, covering IPO sponsorship, M&A advisory, bond issuance, PE investment, AML screening, and cross-borde... Tags: latest:3.0.3, security-ib-compliance:3.0.3 Version history: v3.0.3 | 2026-09-30T06:58:55.414Z | user v3.0.3: fix SDI-4 anti-monopoly single-party threshold (combined AND single >=8yi), fix check_

OpenClaw

View on ClawHub Homepage

Rank

Safety

Downloads

1.1k

Updated

Oct 11, 2026

Version

3.0.3

Source

CLAWHUB

About

What it does, and when to use it.

Capability contract not published. No trust telemetry is available yet. 1.1K downloads reported by the source. Last updated 10/11/2026.

Avoid when

Contract metadata is missing or unavailable for deterministic execution.

Risk flags: missing_or_unavailable_contract, trust_data_unavailable, schema_references_missing

Public facts

Every fact links back to the source it came from.

Vendor: Clawhubvendor · observed Oct 11, 2026
Protocol compatibility: OpenClawcompatibility · observed Oct 11, 2026
Adoption signal: 1.1K downloadsadoption · observed Oct 11, 2026
Latest release: 3.0.3release · observed Sep 30, 2026
Handshake status: UNKNOWNsecurity

Install and run

Setup complexity: low.

clawhub skill install s17ewqc4f2s6gpcbm88hy7fgvn85kg1g:security-ib-compliance

Setup complexity is LOW. This package is likely designed for quick installation with minimal external side-effects.
Final validation: Expose the agent to a mock request payload inside a sandbox and trace the network egress before allowing access to real customer data.

Contract: missing

curl -s "https://www.xpersona.co/api/v1/agents/clawhub-gechengling-security-ib-compliance/snapshot"

Documentation

CLAWHUB

74,511 characters of source documentation, loaded on request.

Extracted files

3 files captured from the source.

SKILL.md

---
name: Investment Banking Compliance Review Assistant
slug: security-ib-compliance
description: AI-powered investment banking compliance review assistant for China market — covers IPO sponsorship, M&A advisory, bond issuance, PE investment, and daily compliance monitoring. Built for IBD compliance officers, in-house counsel, and deal team members. Updated 2026 with latest CSRC/NASDAQ-style regulations, AML screening, and cross-border transaction compliance. Keywords: investment banking compliance, IBD compliance, IPO sponsorship, M&A advisory, securities regulation, CSRC compliance, China IBD, 合规审查, 投行合规, IPO保荐, 并购顾问, 证券合规, 债券发行, PE投资, 反洗钱, 尽调合规, 监管报备.
version: "3.0.3"
---

# Investment Banking Compliance Review Assistant / 投行合规审查助手

> **English:** AI-powered investment banking compliance review assistant — covers IPO sponsorship, M&A advisory, bond issuance, PE investment compliance, and real-time regulatory monitoring. Solves pain points: complex multi-jurisdiction rules, tight deal timelines, and escalating regulatory scrutiny. Built for IBD compliance officers and deal teams.
>
> **中文:** 投行合规审查助手——覆盖IPO保荐、并购顾问、债券发行、私募投资合规及实时监管动态跟踪。解决痛点：复杂多辖区规则、紧迫交易时限、监管升级压力。适用：投行合规人员、交易团队、内核律师。


---

## 数据最小化声明与执行边界 / Data Minimisation & Execution Boundary

**数据最小化前置声明：** 本技能涉及反洗钱、KYC、受益所有人与并购交易等敏感信息。使用时请只提供当次审查必需的最小字段——主体名称、公开工商登记信息、已脱敏的交易金额区间、公开公告要点。**不要**上传身份证扫描件、银行账户明细、完整客户名单、未公开财务数据、内幕信息或未经脱敏的个人敏感信息。拟引用的客户案例请先完成去标识化处理；所有输入输出应在机构合规留痕体系内保存，不随本技能外传。

**保存与预览确认：** 本技能不执行任何保存动作。若你在自己环境中依据本技能产出审查底稿、台账或报告，请在落盘或提交前**先预览内容、确认无误后再保存**，并按机构规定设置访问权限与留存期限。

**代码块性质与执行边界**

| 内容 | 性质 | 谁来执行 |
|------|------|---------|
| `ipo_compliance_review()` / `check_subject_qualification()` | 审查项与风险分档的口径说明，非可运行的审查系统 | 由项目组在机构合规系统中按清单逐项落实；技能不调用、不落盘 |
| `anti_monopoly_review()` | 申报门槛与HHI测算的口径示意（含“合计+单家”双条件） | 由合规人员在自有测算表中复现，正式结论以监管口径为准 |
| `aml_kyc_review()` / `check_name_match()` | 筛查流程与相似度分档的伪代码表达 | 由反洗钱系统在机构内部运行；技能不接触名单数据 |
| 检查清单、时间轴、模板 | Markdown 文本模板 | 由项目组填写并走内核/质控流程 |

本技能未配置任何工具调用权限，不执行代码、不读写文件、不访问监管接口或内部名单库，也不生成可直接提交的申报或报送文件。文中代码块均为教学示意，读者可在自己环境中参考实现；所有结论须由具备资质的合规人员复核后作出，本技能不构成法律意见。

---


### 证券监管最新动态 [2026-09-30更新]

| 动态类型 | 内容摘要 | 影响范围 | 合规侧应对动作 | 责任岗 | 优先级 |
|---------|---------|---------|--------------|-------|-------|
| 证券监管 | 2026年Q1：证监会加强投行业务合规监管，处罚力度加大 | 投行合规审查清单需纳入2026年新规要点 | 清单按新规逐条对齐并留存版本记录 | 合规 | 高 |
| 证券监管 | 信息披露质量监管升级，IPO保荐责任进一步压实 | 投行合规审查清单需纳入2026年新规要点 | 尽调工作底稿须可追溯至具体证据 | 合规 | 高 |
| 证券监管 | 中证协/中基协发布新自律规范，合规标准提升 | 投行合规审查清单需纳入2026年新规要点 | 执业质量评价指标纳入项目后评估 | 合规 | 高 |
| 保荐执业 | 保荐机构"看门人"责任持续强化，执业质量评价结果与业务挂钩 | IPO保荐、持续督导 | 项目立项前完成执业质量与利益冲突预检 | 合规 | 高 |
| 反洗钱 | 反洗钱与受益所有人识别要求细化，穿透核查标准提高 | KYC、并购交易、私募投资 | 受益所有人穿透至最终自然人的核查记录归档 | 合规 | 高 |
| 跨境交易 | 跨境投资与外资审查关注度提升，审批路径须前置确认 | 跨境并购、境外发行 | 交易架构设计阶段同步评估审批路径与时限 | 法律 | 高 |
| 中介机构责任 | 中介机构未勤勉尽责的责任认定标准趋严 | 尽调、内核、督导全流程 | 关键判断留痕，形成可复核的判断依据 | 合规 | 高 |
| 程序化与信息隔离 | 信息隔离墙与内幕信息管理要求细化 | 投行与研究、自营之间的隔离 | 跨墙审批与知情人登记台账定期复核 | 合规 | 中 |
| 投行执业 | 2026年9月下旬：投行内控与执业质量评价的衔接要求进一步细化 | IPO保荐、再融资、

_meta.json

{
  "ownerId": "kn74e704j3ygjcygnpf02rdvd185js13",
  "slug": "security-ib-compliance",
  "version": "3.0.3",
  "publishedAt": 1790751535414
}

skill-card.md

## Description:

Provides China-focused investment banking compliance checklists and review guidance for IPO sponsorship, M&A advisory, bond issuance, PE investment, and AML/KYC.

This skill is ready for commercial/non-commercial use.

## Publisher:

[gechengling](https://clawhub.ai/user/gechengling)

### License/Terms of Use:

MIT-0

## Use Case:

Investment banking compliance officers, in-house counsel, and deal teams use the skill to draft review checklists, identify issues for follow-up, and organize compliance work for China-market transactions.

### Deployment Geography for Use:

China

## Known Risks and Mitigations:

Risk: Sensitive customer or transaction information could be disclosed in prompts or drafts.

Mitigation: Use only the minimum necessary public or de-identified details; exclude IDs, bank records, full customer lists, nonpublic financial data, and insider information.

Risk: Outdated or incomplete regulatory guidance could lead to incorrect compliance decisions.

Mitigation: Check regulatory claims against current official sources and obtain qualified compliance or legal review before acting on outputs.

## Reference(s):


## Skill Output:

**Output Type(s):** [Text, Markdown, Guidance]

**Output Format:** [Markdown checklists, review notes, and templates]

**Output Parameters:** [1D]

**Other Properties Related to Output:** [Illustrative code snippets are not an executable compliance system; outputs require qualified review.]

## Skill Version(s):

3.0.3 (source: frontmatter and server-resolved release)

## Ethical Considerations:

Users should evaluate whether this skill is appropriate for their environment, review any generated or modified files before relying on them, and apply their organization's safety, security, and compliance requirements before deployment.

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